Effects of Continuous Intake of Rosemary Extracts on Mental Health in Working Generation Healthy Japanese Men: Post-Hoc Testing of a Randomized Controlled Trial

Abstract: We previously performed a 4 week interventional trial that suggested that continuous
intake of rosemary extract improves the mood states, fatigue, and cognitive function of working
generation healthy adult Japanese men. However, the severity of depression in participants in
our previous study was relatively mild. Therefore, in the present study, a post-hoc analysis of
our previous study was conducted, limited to participants whose total mood disturbance (TMD)
scores, which indicate greater mood disturbance, were above the median at baseline, to evaluate
whether rosemary extract was effective for individuals with poor mental health. Following the
intervention, the scores of TMD and “Confusion-Bewilderment” were significantly decreased (both
p < 0.05), and scores of “Vigor-Activity” were significantly increased in the rosemary group (n = 8)
compared with those in the control group (n = 13; p < 0.01). When comparing the scores from preand post-intervention, significant improvements in “Tension-Anxiety”, “Vigor-Activity”, “Fatigue on
awakening”, “Daytime sleepiness”, and “Psychomotor speed” were observed in the rosemary group
only (all p < 0.05). Based on these results, it was expected that rosemary extracts were effective for
improving the mental energy and sleep quality of work-age men with poor mental health.

1. Introduction
Work-related stress has been suggested to lead to poor mental health [1] and is associated with
poorer neurocognitive performance in middle-aged adults [2]. Work-related stress can induce poorproductivity, human errors [3], high levels of absenteeism [4], and chronic fatigue [5], partly underpinned
by oxidative stress [6]. These factors lead to a reduction in the quality of life and economic loss [7].
Thus, early prevention and improvement of work-related stress are critical unmet needs.
Rosemary is an aromatic herb rich in antioxidant compounds such as rosmarinic acid [8]. Rosemary
has been used as a dietary spice and traditional medicine [9]. In animal experiments, administration of
rosemary extracts and rosmarinic acid has been associated with anti-depressant and neuroprotective
effects [10,11], as well as improvements in learning and memory [12,13]. Although clinical evidence for
the beneficial effects of rosemary extracts is lacking, improvements in memory performance, anxiety,
depression, and sleep quality in university students following continuous intake of dried powdered
aerial parts of rosemary for 1 month have been reported [14]. Furthermore, improvements in delayed
word recall (indicative of short-term memory) were observed in the subgroup analysis limited to healthy
subjects aged 40–62 years who continuously ingested combined extracts of sage, rosemary, and Melissa
rich in rosmarinic acid for 2 weeks [15]. Whereas the effectiveness of rosemary extract for improving
mood states and cognitive function had not been clearly shown in several short-term studies [16,17].
Based on these reports, we previously conducted a 4 week randomized controlled trial,
which suggested that continuous intake of rosemary extracts improved mood states, fatigue,
and cognitive function of healthy adult Japanese men [18]. Individuals with chronic fatigue have
been considered to be more likely to develop depression [19]. Thus, we recruited individuals who felt
fatigue chronically in our previous study; however, the severity of depression in our participants was
relatively mild [18].
Rosemary extracts are derived from natural sources and are easily ingested. We previously
confirmed that our rosemary extract has no side effects and the frequencies of adverse events in
the rosemary group were not different from that in the control group, based on their daily physical
condition records during the intervention period [18]. We hypothesized that the beneficial effects of
rosemary extracts on mental health that we previously observed could also be obtained in individuals
experiencing emotional and mood disturbances, and would contribute to the development of a safe
and easily obtainable therapeutic to promote mental health in working-age men.
The total mood disturbance (TMD) scores indicate greater mood disturbance and are calculated
by using the scores of six mood clusters on the Profile of Mood States Second Edition (POMS2).
In particular, subtracting the score of one positive mood cluster from the summing of the scores of five
negative mood clusters [20]. In this study, we performed a post-hoc analysis of our previous study
limited to the participants whose TMD scores was above the median at baseline.
2. Materials and Methods
2.1. Study Protocol and Participants
In our previous double-blind, placebo-controlled, parallel-group comparative study, we recruited
healthy Japanese men aged 20–64 years who felt fatigue on a daily basis. A briefing session for
this study was conducted. Written informed consent was obtained from 75 candidates before the
screening test.
The exclusion criteria were as follows: currently being treated for chronic diseases; may experience
allergies related to the test products; medical history of mental or metabolic disorders; night or
shift workers; current smokers; having highly irregular lifestyles; having an unbalanced diet; taking
medications or regularly consuming supplements (including “food for specified health use” and
“foods with function claims”) that affect stress, cognitive function, and sleep; having participated
within 3 months or planned to participate in other clinical studies during the period of our study;
or recognized as unsuitable for this study by the principal investigator.
In this study, the Beck Depression Inventory-II (BDI-II), and questionnaire about health conditions
and lifestyles were applied as a screening tool. Of the 75 candidates, 42 healthy individuals with a
BDI-II score less than 21 points and those confirmed to be eligible were enrolled in the intervention coordinator. For assignment, a simple randomization method using a computer-generated number
sequence was employed. The allocation sequence was concealed from participants and other research
staff during the intervention. After fixing the data, the assignment was disclosed to research staff
including the data analyst.
During the 4 week intervention, participants were instructed as follows: take 1 g of the test food
dissolved in 100 cc of hot or cold water after breakfast or at midmorning; record and send a diary on the
status of test meal intake and physical conditions daily via the online system; maintain usual diet and
lifestyle during the study period. Research staff monitored daily records and contacted participants by
e-mail or telephone if necessary.
The protocol of the present study was performed in accordance with the Declaration of Helsinki and
was approved by the Nihonbashi Egawa Clinic Clinical Research Ethics Committee (approval number:
R01-116). This study was registered with the University Hospital Medical Information Network
Clinical Trials Registry System (https://www.umin.ac.jp/ctr) as UMIN000036762. Subsequently, survey
and data collection were performed between 27 May and 5 July 2019 at the Tokyo Skytree Station
Medical Clinic (Tokyo, Japan) by research staff of HUMA R&D Co., Ltd. (Tokyo, Japan) 2.3. Survey Questionnaires
In this study, we used the POMS2 as a marker of mood states in the last 7 days, including the
measurement day; Cognitrax as a marker of stress-related cognitive function; and visual analog scale
(VAS) as a subjective marker of current quality of sleep and fatigue. All survey questionnaires were
administered at baseline and at the end of the intervention. POMS2 and Cognitrax scores at the end of
the intervention were the primary endpoints. VAS was the secondary endpoint. On each measurement
day, the surveys were conducted in the order POMS, VAS, and Cognitrax, and the required times were
about 10, 5, and 60 min, respectively.
The Japanese translation of the full-length version of the POMS2, consisting of 65 self-report items
using a 5-point scale from “not-at-all” to “extremely” [20], was used in this study. Based on the obtained
answers, the TMD score that comprehensively represented a negative mood state, and the scores of
seven subscales encompassing “Anger-Hostility”, “Confusion-Bewilderment”, “Depression-Dejection”,
“Fatigue-Inertia”, “Tension-Anxiety”, “Vigor-Activity”, and “Friendliness” were calculated as T-scores
standardized by age and sex.
We used the Cognitrax test based on the Central Nervous System (CNS) Vital Signs test [23],
which is implemented by combining multiple electronic psychological tests [24,25]. In this study,
verbal memory, visual memory, finger tapping, symbol digit coding (SDC), Stroop, attention shifting,
10-type, continuous processing, facial expression recognition, logical thinking, and 4-part continuous
processing tests were conducted. We obtained “standardized score” data converted with the average
value of the same age (being 100) and standard deviation of 15 for “Neurocognitive Index (NCI)”
and 11 cognitive function areas of “Composite memory”, “Verbal memory”, “Visual memory”,
“Psychomotor speed”, “Reaction time”, “Complex attention”, “Cognitive flexibility”, “Processing
speed”, “Executive function”, “Simple attention”, and “Motor speed.”
A VAS was used to evaluate six items: “Clear thinking”, “Attentiveness”, “Concentration”,
“Fatigue on awakening”, “Sleepiness on awakening”, and “Daytime sleepiness.” Specifically, for each
parameter, a vertical line was drawn within a 100 mm line segment according to the degree to which
each person felt and measured the distance from the left end to the vertical line to produce a score.
For “Clear thinking”, “Attention”, and “Concentration”, the left and right ends were set as “not at
all” and “at the highest”, respectively, whereas those for “Fatigue on awakening”, “Sleepiness on
awakening”, and “Daytime sleepiness” were set at left-right reversal. For all items, the right end and
higher scores reflected better conditions.
2.4. Statistical Analysis
For descriptive statistics, unless otherwise specified, the median with interquartile range (IQR)
are shown. Due to the small sample size, we used nonparametric analyses in this study. In particular,
a Mann–Whitney U test was used to compare the scores of each evaluation item between two groups
at the start. Within-group differences were compared using the Wilcoxon signed-rank test. The scores
at the end of the intervention and changes in these items were analyzed by the Quade test with each
initial value as a covariate. Fisher’s exact test was used to compare the incidence of adverse events
during the intervention between groups. IBM SPSS Statistics 25 (IBM Japan, Tokyo, Japan) was used
for all statistical analyses. p < 0.05 was set as the level of statistical significance (two-sided). 

3. Results
3.1. Baseline Characteristics
At the pre-intervention, the age of the subgroup population (n = 21) was 41.0 (31.0–48.0)
(median (IQR)) years, BDI score was 11.0 (9.0–13.0) points, and sleeping duration was 7.0 (6.5–7.0) h.
No significant differences were observed in these parameters at pre-intervention between the rosemary
group (n = 8) and control group (n = 13) (data not shown). The number of participants with a BDI-II
score of 14–19 points (indicative of mild depression) [26] was four (n = 2 in each group, p = 0.618).
3.2. POMS T-Scores Pre- and Post-Intervention
total mood disturbance.
3.3. Changes in POMS T-Scores during the Intervention
As shown in Figure 2, the rosemary group exhibited negative changes in T-scores of
TMD, “Anger-Hostility”, “Confusion-Bewilderment”, “Depression-Dejection”, “Fatigue-Inertia”,
and “Tension-Anxiety.” In contrast, positive changes were noted in T-scores of “Vigor-Activity” and
“Friendliness.” TMD and “Confusion-Bewilderment” T-scores were significantly decreased to a greater
degree (both p < 0.05) and “Vigor-Activity” T-score was significantly increased to a greater degree in
the rosemary group compared to those in the control group (p < 0.01).

4. Discussion
In the present study, we performed an analysis limited to participants that scored high in TMD
scores at baseline in our previous study [18]. Changes in the TMD, “Confusion-Bewilderment”,
“Vigor-Activity”, and “Daytime sleepiness” were more favorable in the rosemary group compared with
the placebo group. Additionally, significant improvements from baseline values in “Tension-Anxiety”,
“Vigor-Activity”, “Fatigue on awakening”, “Daytime sleepiness”, and “Psychomotor speed” were
observed in the rosemary group only. Therefore, increases in mental energy and sleep quality were
expected because of the effectiveness of our rosemary extract. These results support our previous
findings [18] and agree with the results of Nematolahi et al., who demonstrated improvements in anxiety,
depression, and sleep quality in university students after 1 month of rosemary powder intake [14].
A positive association between mental energy and sleep quality has also been confirmed in several
studies [27,28]. In addition, Takeuchi et al. reported that sleep quality showed negative correlations
with “Confusion-Bewilderment” and “Tension-Anxiety” [28]. The activity of the autonomic nervous
system (ANS) is considered one of the factors related to emotional reactions [29].
Rosmarinic acid, the main component of our rosemary extract, enhanced the action of cholinergic
transmission that contributed to the regulation of the ANS [30]. The ANS is also known to be linked
with cognitive function [31]. The “Psychomotor speed”, which showed favorable changes only in the
rosemary group, reflects the relationship between cognitive abilities and physical movements [32].
Changes in the “Psychomotor speed” of the rosemary group might be related to ANS activation by the
rosemary extract.
Reactive oxygen species (ROS) reduction in the brain has been suggested to lead to cognitive
impairment reduction [33]. The hippocampus and prefrontal cortex are involved in memory and
learning [34], and the prefrontal cortex is implicated in emotion generation [35]. Rosmarinic acid
protects neuronal cells against cellular stress injury [10,36], suppresses intracellular increases in
ROS [37], and exerts protective effects in dopaminergic neurons by promoting the antioxidant enzyme
superoxide dismutase expression [38]. Administration of rosmarinic acid reduced blood corticosterone
levels in mice subjected to tail suspension stress and exerted antioxidant and neuroprotective effects in
the hippocampus and prefrontal cortex [11].
Although the results did not reach statistical significance, the scores for “Depression-Dejection”,
and “Fatigue-Inertia” in the rosemary group showed a trend of being lower than those in the
control group. Rosmarinic acid exerts antidepressant-like effects via proliferation of neoplastic cells
in the dentate gyrus of the hippocampus [39]. It has been reported that rosmarinic acid reduces
oxidative stress and apoptosis in the prefrontal cortex and suppresses symptoms of anxiety and
depression [40]. Fatigue activates the hypothalamic–pituitary–adrenal axis and increases blood levels
of glucocorticoids [41]. Based on these findings, we presumed that neuroprotective effects of rosmarinic
acid through anti-oxidation also occurred in the hippocampus and prefrontal cortex in this study.
Rosemary essential oils and extracts obtained by ethanol extraction include carnosic acid, luteolin,
and the aroma component 1.8-cineole [10,21,22]. It is believed these ingredients also improve emotion
and sleep quality [42,43]; however, these components were not detected in our rosemary hot-water
extract. Therefore, the effects of the rosemary extract observed in this study were probably due to the
main component, rosmarinic acid, rather than lipophilic or other components.
In this study, we demonstrated that continuous intake of rosemary extracts led to improvements
in vigor, sleep quality, and cognitive function. It has been suggested that these are closely related to
the frontal lobe [34,35,44]. We did not confirm frontal lobe activity in the current study; however, it is
possibility that our rosemary extract had beneficial effects for the frontal lobe function in participants
with relatively high TMD scores. A reduction in “Confusion-Bewilderment” score and elevation in
“Vigor-Activity” scores were parameters that were overlooked in the analysis that included individuals
with low TMD scores. These measures, which are related to improvements in work efficiency, may have
been favorably altered due to a decrease in work-related stress. The possibility was also considered that the effects of rosemary extract that were expected in this study may be applicable for the self-medication
of people who have mood disorders but are reluctant to receive treatment.
However, we were unable to confirm whether high TMD scores were underpinned by work-related
stress in this study. Considering a T-score of 50 points is equivalent to the average for the Japanese
population, the severity of mood disturbance of participants in this study was not very high, as their
median TMD T-score was around 55. The number of participants was very small due to the post-hoc
nature of the analysis, and they all lived in a specific area. We focused on men aged between 20–64 years
of the working generation, and the effects of rosemary extract in younger and middle-aged people
may have differed. Furthermore, because the sample size of the current study was extremely small,
the effects of potential confounders, including other factors, could not be investigated, and the duration
of this intervention was very short. The mechanisms of the effects of our rosemary extract observed in
this study have not been fully revealed. Therefore, it will be necessary to conduct more long-term
follow-up studies on a larger population with other backgrounds to examine the benefits of our
rosemary extract on mental health while adding evaluation items and considering confounding factors
and generalization.
5. Conclusions
In this post-hoc analysis, we revealed that the continuous intake of rosemary extract might be
associated with improvements in the mental energy and sleep quality of individuals with relatively high
TMD scores, underscoring the potential beneficial effects of rosemary extracts on cognitive function. 

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